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A Gambling Incident Register is a record of reportable gambling incidents that occur at licensed premises with gaming machines. This fact sheet sets out the key components of keeping and maintaining a Gambling Incident Register.

Who is required to keep a gambling incident register?

From 1 July 2024, all hotels and registered clubs with Gaming Machine Entitlements or Permits will be required to keep a Gambling Incident Register and record all gambling incidents.

If your venue holds Gaming Machine Entitlements or Permits but does not operate any gaming machines at any time, you do not need to keep a Gambling Incident Register. This exemption ends whenever one or more gaming machines are operating at your venue.

Benefits of a gambling incident register

Maintaining a gambling incident register will give you a better understanding of how gambling harm is affecting your patrons.

It will help you to understand trends at your venue over a long period of time. This information will help you to develop appropriate strategies to reduce gambling harm at your licensed premises.

Keeping a gambling incident register

You can either:

  • have one register which is both your gambling incident register and liquor incident register, or
  • keep separate a gambling incident register and liquor incident register.
  • The format your gambling incident register must be in is detailed further below.

Maintaining a gambling incident register

It is important to put procedures in place to ensure your incident register is always up to date.

You may delegate responsibility for updating the gambling incident register to staff at your venue. If you are required to have a Responsible Gambling Officer, making records in the register is one of their key duties.

Information recorded in a gambling incident register must be retained for at least three years.

Hotel licensees and registered clubs are responsible for ensuring the gambling incident register is maintained and that it is reviewed at least once a month. You may delegate this responsibility to managers or other key staff at your licensed premises. However, it is a legal obligation for the licensee or approved manager to maintain the incident register.

The person reviewing the incident register must consider whether there are any trends in gambling harm and strategies to reduce gambling harm.

What do I record in my gambling incident register?

Incidents that must be recorded:

  • Where a gaming patron displays or engages in behaviour that indicates they are at risk of or they are experiencing gambling harm
  • Any requests for self-exclusion, information about self-exclusion or requests for intervention by a patron
  • Any requests for information about exclusion or a request for the venue to intervene, made by a family member of a patron (however no personal details of family members are allowed to be recorded)
  • Any breach or attempted breach of a self-exclusion arrangement
  • Any gaming offence, alleged offence or incident involving a minor,

The details of the above incidents must be recorded, including what action you have taken in response to the incident.

Records must be made as soon as practicable, but no longer than 24 hours, after the incident occurs.

You may choose to record other incidents in the gambling incident register, such as machine faults or complaints.

What is behaviour that indicates gambling harm?

There are often warning signs that may suggest a patron is at risk of gambling harm, or they are experiencing gambling harm.

You must record any patron behaviour that is a warning sign of at-risk gambling behaviour, which is described in ‘Warning signs of at-risk gambling behaviour and how to act on them’.  You may want to print this off and display it in your venue.

This table has been extracted from Appendix 3 of the Advanced Responsible Conduct of Gambling workbook so it reflects the content in ARCG training.

When reviewing the gambling incident register, you should look for repeated behaviour or warning signs of gambling harm in patrons over time. This will help you consider implementing different interventions for those patrons.

Format of the gambling incident register

You can choose to keep your gambling incident register in:

  • the new incident register bound book available from L&GNSW, or
  • any digital register, provided that the form and manner of reporting is consistent with the requirements published on the L&GNSW website. The current requirements for digital registers can be found here.

New versions of the bound book and digital register were released in May 2024. You may continue to use old versions of the bound book and digital register until 31 December 2024.

From 1 January 2025 you must use the new versions of the bound book and digital register.

You may choose to keep your venue’s gambling and liquor incident registers together, provided that each gambling incident is clearly marked as such. If you plan to use the L&GNSW bound book, keeping your venue’s gambling and liquor incident registers separately may save time for your staff when they review the incident records or make it easier to locate closer to gaming machines.

How to fill out a gambling incident register?

When using the L&GNSW bound book to record a gambling incident, you must tick the ‘Gaming’ checkbox and fill in the relevant details about the incident. When recording the details, indicate what type of gambling incident it is, for example ‘at-risk gambling behaviour’, ‘self-exclusion request’, ‘family exclusion request’ or ‘gambling incident involving minor’.

Where can I purchase an incident bound book?

Incident registers can be ordered by visiting the NSW Government's online shop. Discounts are available for bulk orders of 20 or more – Liquor & Gaming online shop.

Who can view a gambling incident register?

Our inspectors or NSW Police can review gambling incident registers when they audit a licensed premises. They may ask to inspect or take copies of your gambling incident register.

It is an offence to not produce the gambling incident register when requested.

Frequently asked questions (FAQs)

Can I keep my liquor and gambling incident registers together?

Yes.

However, if you keep the L&GNSW bound book, it may be easier for you to keep them separate so the gambling incident register can be located near gaming machines and reviewed.

Keeping separate liquor and gambling incident registers may also make it easier to conduct your monthly review of the gambling incident register.

Do I need to use the new L&GNSW bound book or can I use an old one?

You can use your current bound book until 31 December 2024.

From 1 January 2025 all venues must use the new incident register formats released by L&GNSW in May 2024.

Can I keep my gambling incident register in a digital form?

Yes, provided it the form and manner of reporting is consistent with the requirements published on the L&GNSW website and in the guidelines. The current requirements for digital registers can be found here.

Who needs to make records in the register?

All staff with gaming responsibilities must record gambling incidents in the gambling incident register.

If your venue has a Responsible Gambling Officer, recording gambling incidents in the gambling incident register is one of their key duties.

Hotel licensees and registered clubs are responsible for ensuring the gambling incident register is maintained and that it is reviewed at least once a month. The review should be undertaken by a suitably senior manager or employee.

How do I use the incident register to record gambling incidents?

When using the L&G bound book to record a gambling incident, you must tick the ‘Gaming’ checkbox and fill in the relevant details about the incident. When recording the details, indicate what type of gambling incident it is, for example ‘at-risk gambling behaviour’, ‘self-exclusion request’, ‘family exclusion request’ or ‘gambling incident involving minor’.

If another staff member has witnessed the same incident and has already recorded it, the record does not need to be duplicated.

How quickly do I need to make records of gambling incidents?

Gambling incidents must be recorded as soon as practicable, but no later than 24 hours after they happen.

Contact us

T:  1300 024 720
E: contact.us@liquorandgaming.nsw.gov.au
W: www.liquorandgaming.nsw.gov.au